Introduction
Elderly patients have greater morbidity and mortality associated with falls than their younger peers. Estimates are that more than 30% of individuals over 65 and approximately 50% of individuals over 85 fall annually. Approximately 12 to 42% of those who fall have an injury.[1] Further, once individuals fall, they are 50% more likely to have a second fall. In this population, a fall is associated with restricted mobility, a decline in activities of daily living, hip fractures and other musculoskeletal injuries, dehydration, pneumonia, and long-term hospitalization.[2] Moreover, a fear of falling compromises the patient’s independence and mobility, affecting overall physical and mental health.[3] Fortunately, many falls are preventable using appropriate screening modalities and prevention interventions.
Falls are often multi-factorial, considering there is usually a disturbance in gait and balance. Some causes include sarcopenia, muscle atrophy and imbalance, improper bio-mechanics, poor blood pressure control, home environment, and polypharmacy. The pathologies on this list can be identified through screening modalities.[4][5] One screening modality used in many settings, such as outpatient primary care, inpatient hospital wards, or physical therapy offices, is the Tinetti gait and balance assessment, also known as the performance-oriented mobility assessment.[6] This test is useful because it can be applied to different patient populations, including the elderly, patients with Parkinson disease or multiple sclerosis, traumatic brain injury, and stroke patients. Using a standardized scoring system, the test assesses a patient’s balance and gait.
Procedures
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Procedures
The examination is subdivided into 2 assessments: balance and gait. It is important to note that the examiner should always be near the patient to provide support if the patient exhibits the risk of falling. The examination should take approximately 10 to 15 minutes to perform. The scoring system is ordinal, with a range of 0 to 2. A score of 0 means severe impairment, versus a score of 2 indicating independence. A lower total score means that there is more impairment.[7] Materials required: a stable, hard, and armless chair, a stopwatch, and a 15-foot hallway with a smooth surface.
First, the examiner begins with the balance assessment. The patient start seated in a hard, armless, stable chair. The patient is asked to rise from seated without using their arms or hands. Next, while the patient is standing, the examiner asks the patient to move their feet as close together as possible. The examiner presses the patient’s sternum with the palm 3 times. This can be done once with the patient’s eyes open and then with the eyes closed. Lastly, the patient is asked to make a 360-degree turn and sit back in the chair. The scoring system for this portion is broken down into 10 standardized scoring subsets for a total score of 16.
The second part of the evaluation assesses the patient’s gait. The examiner must walk alongside the patient at all times to provide support. The patient can use an assistive device if they use 1 regularly. The patient starts this aspect of the examination from the standing position. The patient should be told the complete instructions before initiating the test. It is also appropriate to provide cues throughout the exam if needed. For example, the patient is told to walk about 15 feet at a regular pace and then turn around to walk back to the starting point at a quick but safe pace. The scoring system for this portion is broken down into 7 standardized scoring subsets for a total score of 12. The scores from both portions of the examination be added together for a total score.
Maneuvers (Score) | Gait Observations (Score) |
Sitting balance (0-1) | Initiation of gait (0-2) |
Rising from a chair (0-4) | Step Length (0-2) |
Immediate standing balance (0-2) | Step height (0-2) |
Prolonged standing balance (0-2) | Step continuity (0-2) |
Withstanding nudge on chest (0-2) |
Step symmetry (0-1) |
Standing balance with eyes closed (0-1) | Walking distance (0-1) |
Turning balance, 360 degrees (0-2) | Walking stance (0-1) |
Sitting down (0-1) | Amount of trunk sway (0-1) |
Path deviation (0-2) |
Indications
This test should be performed on patients over the age of 65 and those with sarcopenia, frailty syndrome, dementia, hearing or vision impairments, Parkinson disease, multiple sclerosis, traumatic brain injury, stroke, urinary incontinence, diabetes, cardiovascular pathologies, peripheral vascular disorders, anxiety, sleep disorders, people receiving hemodialysis and other previously identified risk factors for fall. Furthermore, it should be performed on any patient with a fall risk.[9][10]
Potential Diagnosis
All scoring sections and the 3 total scores from this assessment (balance, gait, and total scores) should be considered when creating a differential diagnosis for the patient. The utility of this assessment is not only in evaluating a patient's fall risk, but it can also elude to various underlying pathologies through the interpretation of each category and subcategory.[7][11][12]
Normal and Critical Findings
If a patient scores less than or equal to 18, the patient is at high risk for fall incidents. Conversely, patients who score between 19 and 23 have a moderate fall risk. Those scoring over or equal to 24 are at a statistically low risk.
Patient Total Score | Fall Risk |
≤18 |
High |
19-23 | Moderate |
≥24 |
Low |
An average value of 26.21 can be found in men aged between 65 and 79, whereas an average value of 25.16 can be found in women aged between 65 and 79. The average recordable value for men above 80 is 23.29, while for women, the average value is 17.20.[13]
Interfering Factors
The outcome of this assessment is primarily affected by patient comorbidities and exercise tolerance.[7] This test cannot be undertaken for assessing unstable patients.
Complications
There are not many complications associated with this assessment. The examiner acts as a spotter to reduce complications related to falls.[4] Additional complications could include musculoskeletal complaints such as sprains and strains.
Patient Safety and Education
This test assesses the odds of falls in a high-risk population. Thus, the examiner acts as a spotter, standing next to the patient and ready to provide assistance and support at all times.[6]
Clinical Significance
For the Tinetti Gait and Balance assessment, the interrater reliability, sensitivity, and specificity for predicting fall vary in the literature. This is primarily due to the patient populations selected in the various studies and slight variations in the assessment performed. Faber et al suggest that the interrater reliability for the balance assessment and total score was good, with an R score of 0.4 to 0.93. However, the interrater reliability for the gait assessment was lower, with an R score of 0.72 to 0.89. The sensitivity and specificity in predicting falls were 62.5 to 66.1% for the total score.[14] Another study suggested a sensitivity between 64 and 95.5% and a specificity between 60 and 100%.[15] Although the assessment may not capture all fall-risk patients, it is cheap, simple, and reproducible. It may shed light on underlying pathologies impacting the gait or balance.[16] This test is a screening tool to identify a patient's fall risk. If the patient has a high total score but a low score in 1 of the scoring categories, that aspect must be addressed as it can be a risk factor for a future fall. Furthermore, if the patient has a low total score, the practitioner should identify any underlying pathology and govern appropriate management strategies. Moreover, the practitioner should ensure these patients have appropriate support and a safe environment at home against fall risks.[17][18] However, this test must be validated among cohorts of high-risk populations with specific gait and balance disorders.
References
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Schmitt K, Kressig RW. [Mobility and balance]. Therapeutische Umschau. Revue therapeutique. 2008 Aug:65(8):421-6. doi: 10.1024/0040-5930.65.8.421. Epub [PubMed PMID: 18677690]
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Curcio F, Basile C, Liguori I, Della-Morte D, Gargiulo G, Galizia G, Testa G, Langellotto A, Cacciatore F, Bonaduce D, Abete P. Tinetti mobility test is related to muscle mass and strength in non-institutionalized elderly people. Age (Dordrecht, Netherlands). 2016 Dec:38(5-6):525-533. doi: 10.1007/s11357-016-9935-9. Epub 2016 Aug 26 [PubMed PMID: 27566307]
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Borowicz A, Zasadzka E, Gaczkowska A, Gawłowska O, Pawlaczyk M. Assessing gait and balance impairment in elderly residents of nursing homes. Journal of physical therapy science. 2016 Sep:28(9):2486-2490 [PubMed PMID: 27799676]
Tinetti ME,Speechley M,Ginter SF, Risk factors for falls among elderly persons living in the community. The New England journal of medicine. 1988 Dec 29; [PubMed PMID: 3205267]
Avdić D, Pecar D. Significance of specificity of Tinetti B-POMA test and fall risk factor in third age of life. Bosnian journal of basic medical sciences. 2006 Feb:6(1):50-7 [PubMed PMID: 16533180]
Zackowski KM. Gait and Balance Assessment. Seminars in neurology. 2016 Oct:36(5):474-478 [PubMed PMID: 27704504]
Baloh RW, Corona S, Jacobson KM, Enrietto JA, Bell T. A prospective study of posturography in normal older people. Journal of the American Geriatrics Society. 1998 Apr:46(4):438-43 [PubMed PMID: 9560065]
Faber MJ, Bosscher RJ, van Wieringen PC. Clinimetric properties of the performance-oriented mobility assessment. Physical therapy. 2006 Jul:86(7):944-54 [PubMed PMID: 16813475]
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Level 1 (high-level) evidenceRaîche M, Hébert R, Prince F, Corriveau H. Screening older adults at risk of falling with the Tinetti balance scale. Lancet (London, England). 2000 Sep 16:356(9234):1001-2 [PubMed PMID: 11041405]
Level 3 (low-level) evidenceLipsitz LA, Jonsson PV, Kelley MM, Koestner JS. Causes and correlates of recurrent falls in ambulatory frail elderly. Journal of gerontology. 1991 Jul:46(4):M114-22 [PubMed PMID: 2071832]
Guirguis-Blake JM, Michael YL, Perdue LA, Coppola EL, Beil TL. Interventions to Prevent Falls in Older Adults: Updated Evidence Report and Systematic Review for the US Preventive Services Task Force. JAMA. 2018 Apr 24:319(16):1705-1716. doi: 10.1001/jama.2017.21962. Epub [PubMed PMID: 29710140]
Level 1 (high-level) evidence